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29 January 2012

Race Mixture in the Roman Empire - Part 2

Tenney Frank

Editor's Note: Continued from yesterday. This essay first appeared in American Historical Review (vol. 21, No. 4) in July 1916. Prof. Tenney Frank (1876-1939) was a prominent ancient historian and classical scholar. In his seminal essay, he discuses the role of multiracialism in the ruin of the Roman Empire.

Fortunately the columbaria of several Roman households provide a fairly reliable record regarding the prevalence of marriage among city slaves. In CIL, VI. 2, some 4500 brief inscriptions are given, mainly from the rude funeral urns of slaves and poor freedmen of the first century of the empire. About one-third of these are from the columbaria of the Livii, Drusi, Marcelli, Statilii, and Volusii, aristocratic households where, presumably, service would be as exacting as anywhere, discipline as strict, and concern for profits from the birth of uernae as inconsiderable as anywhere. Furthcrmore; these inscriptions date from a time when slaves were plentiful and the dearth of captives generally assumed for a later day cannot be posited. Nevertheless, I believe that anyone, who will studiously compare the record of offspring in this group of inscriptions with that in ordinary plebeian inscriptions will reach the conclusion that even in these households the slave doorkeepers and cooks and hairdressers and scullery-maids customarily married and had children. The volume is full of interesting instances: Livia's sarcinatrix married her mensor (VI. 3988), Octavia's ornatrix was the wife of her keeper of the plate (5539), Statilius's courier courted the spinningmaid of the household (6342). In the lists of husbands and wives one finds a chef (7458), a vestiarius (9963), a vestifica (5206), an unctor (6381), a slave-maid serving as secretary (a manu, 9540), the keeper of n1Y lady's mirrors (7297), of her hand-bag (7368), of her wardrobe (4043), of her jewels (7296), and what not. Now, these inscriptions are all extremely brief. There are a great many like 4478, Domitui Sex. I. Artemisia, Tertius) Viator., where the word coniunx or coniubernalis is probably, though not necessarily, understood. Furthermore, the record of children is not as complete as it would be in inscriptions of the better classes. A slave-child is, of course, not always honored with a record of its brief existence. Moreover, slave families, not being recognized in formal law, were sometimes broken up, so that some of the names fail to appear with the rest of the family. Nevertheless, the proportion of marriages and of offspring recorded by these very inscriptions, brief and incomplete as they are, is remarkably large. In the thousand inscriptions of the columbaria of the Livii, Drusi, Marcelli, and the first eighty of the Volusii (to make the even 1000) I find,


inscriptions recording offspring
additional inscriptions recording marriage
additional inscriptions (like 4478 quoted above) probably recording marriage




Per 1000





inscriptions recording offspring
additional inscriptions recording marriage
additional inscriptions probably recording marriage

Here, as we should expect, the proportion of children is larger, and
the long list of inscriptions bearing names of a man and a woman
whose relationship is not defined yields in favor of a record of conjuges. But, as has been said, the slave inscriptions are far briefer and less complete than the others. To discover whether the lower proportion in the first list might be due to the brevity of the inscriptions, I compared it with the list of 460 inscriptions of greater length, edited in volume VI., part 2, 8639 ff., as being ex familia Augusta. These inscriptions are longer, to be sure, because the persons designated had reached some degree of prosperity and could afford a few feet of sod with a separate stone. But even these slaves and freedmen were generally required to furnish close and persistent attention to their service. I have again given the numbers in the proportion of 1000 for the sake of comparison.

Per 1000




inscriptions recording offspring
additional inscriptions recording marriage
additional inscriptions probably recording marriage

From this list, if we may draw any conclusions from such small numbers, it would appear that the imperial slaves and freedmen were more productive than the ordinary citizens of Rome. And I see no reason for doubting that the proportions in the households of the Livii, Drusi, etc., would be nearly as large if the inscriptions were full lapidary ones, instead of the short notices that were painted or cut upon the small space of an urn.

Finally, for the sake of getting a fuller record regarding the poorer classes, I read 3000 inscriptions of the miscellaneous columbaria that follow those of the aristocratic households. These are nos. 4881-7881 of volume VI., part 2. A very few of these inscriptions contain names of poor free-born citizens who associated within fact were probably related to—slaves and ex-slaves, but the proportion is so small that we may safely use this group for our present purpose. Three thousand inscriptions from miscellaneous columbaria:

Per 1000




inscriptions recording offspring
additional inscriptions recording marriage
additional inscriptions probably recording marriage

This group, consisting of the very briefest inscriptions, set up by the poorest of Rome's menial slaves, shows, as we might expect, the smallest birth and marriage rate. But when we compare it with that of the corresponding class engaged in the aristocratic and imperial households, the ratios fall only in proportion to the brevity and inadequacy of the record.

To sum up, then, it would seem that not only were the slaves of the familia rustica permitted and encouraged to marry, as Varro and Columella indicate, but-what the literary sources fail to tell-that slaves and freedmen [11] in the familia urbana did not differ from country slaves in this respect. And, considering the poverty of those who raised these humble memorials, the brevity of the records, and the ease with which members of such families were separated, the ratio of offspring is strikingly large. We cannot be far from wrong if we infer that the slaves and freedmen of the city were nearly as prolific as the free-born population.

But however numerous the offspring of the servile classes, unless the Romans had been liberal in the practice of manumission, these people would not have merged with the civil population. Now, literary and legal records present abundant evidence of an unusual liberality in this practice at Rome, and the facts need not be repeated after the full discussions of Wallon, Buckland, Friedlander, Dill, Lernonnier, and Cicotti. If there were any doubt that the laws passed in the early empire for the partial restriction of manumission did not seriously check the practice, the statistics given at the beginning of the paper would allay it. When from eighty to ninety per cent. of the urban-born population proves to have been of servile extraction, we can only conclude that manumission was not seriously restricted. I may add that a count of all the slaves and freedmen in the familiæ of the aristocratic households mentioned above showed that almost a half were liberti. It is difficult to believe that this proportion represents the usual practice, however, and, in fact, the figures must be used with caution. On the one hand, they may be too high, for many who served as slaves all their lives were manumitted only in old age, and it must also be recognized that slaves were less apt to be recorded than liberti. On the other hand, the figures may in some respects be too low, since there can be little doubt that the designation liberti was at times omitted on the simple urns, even though the subject had won his freedom. However, as far as the inscriptions furnish definite evidence, they tell the same tale as the writers of Rome, namely, that slaves were at all times emancipated in great numbers.

When we consider whence these slaves came and of what stock they actually were, we may derive some aid from an essay by Bang, Die Herkunft der Römischen Sklaven. Bang has collected all the inscriptions like Damas, natione Syrus, and C. Ducenius C. lib. natus in Syria, which reveal the provenance of slaves. Of course, the number of inscriptions giving such information is relatively small, a few hundred in all. It should also be noticed that when a slave gives his nationality he shows a certain pride in it, which, in some cases at least, implies that he is not a normal slave of the mart, born in servitude, but rather a man of free birth who may have come into the trade by capture, abduction, or some other special way. However, with this word of caution we may use Bang's statistics for what they are worth.

A very large proportion in his list (seven-eighths of those dating in our era) carne from within the boundaries of the empire. From this we may possibly infer that war-captives were comparatively rare during the empire, and that, though abduction and kidnapping supplied
some of the trade, the large bulk of the slaves were actually I reared from slave-parents. Doubtless slaves were reared with a view to profit in Greece and the Orient, as well as in Italy, and I see no reason for supposing that the situation there differed much from that of our Southern States where—for obvious economic reasons—the birth-rate of slaves was higher between 1800 and 1860 than the birth-rate of their free descendants has been since then. An examination of the names in Bang's list with reference to the provenance of the bearer will do something toward giving a criterion for judging the source of Italian slaves not otherwise specified. In a very few cases a name appears which is not Greek or Latin but Semitic, Celtic, etc., according to the birthplace of the slave, as, for instance, Malchio, Zizas, Belatusa. Such names are rare and never cause any difficulty. Somewhat more numerous, and equally clear of interpretation, are the generic names that explicitly give the race of the bearer, like Syrus, Cappadox, Gallus, etc. In general, however, slaves have Greek or Latin names, and here difficulties arise, for it has by no means been certain whether or not these names had so distinctively servile a connotation that they might be applied indiscriminately to captives from the North and West, as well as to the slaves of Italy and the East. Nevertheless, there seems to be a fairly uniform practice which differentiated between Greek and Latin names during the empire. Slaves from Greece, from Syria, from Asia Minor, including the province of Asia, Phrygia, Caria, Lycia, Pamphylia, Cappadocia, Bithynia, Paphlagonia, Galatia-that is,. from regions where Greek was the language of commerce, regularly bore Greek, rather than Latin, names. Slaves from the North—from Germany to Dacia—as a rule bore Latin names. Presumably their own barbaric names were difficult to pronounce and Greek ones seemed inappropriate. Slaves from Spain and Gaul bore Latin and Greek names in about equal numbers. But here we must apparently' discriminate. These provinces were old and commerce had brought into them many Oriental slaves from the market. It may be that the Greek names were applied mostly to slaves of Eastern extraction. This I should judge to be the case at least with the following: Ephesia (Bang, p. 239), Corinthus, Hyginus, Phoebus (his father's name is Greek), Eros (a Sevir Aug.), and Philocyrius (p. 240, Hübner reads Philo, Cyprius). In general we may apply these criteria in trying in some measure to decide the provenance of slaves. in Italy whose nativity is not specified: bearers of Greek names are in general from the East or descendants of Eastern slaves who havebeen in the West; bearers of Latin names are partly captives of the North and West, partly, as we have seen from our Roman lists, Easterners and descendants of Easterners who have received Latin names from their masters.

Therefore, when the urban inscriptions show that seventy per cent. of the city slaves and freedmen bear Greek names and that a large proportion of the children who have Latin names have parents of Greek names, this at once implies that the East was the source of most of them, and with that inference Bang's conclusions entirely agree. In his list of slaves that specify their origin as being outside of Italy (during the empire), by far the larger portion came from the Orient, especially from Syria and the provinces of Asia Minor, with some from Egypt and Africa (which for racial classification may be taken with the Orient). Some are from Spain and Gaul, but a considerable proportion of these came originally from the East. Very few slaves are recorded from the Alpine and Danube provinces, while Germans rarely appear, except among the imperial bodyguard. Bang remarks that Europeans were of greater service to the empire as soldiers than as servants. This is largely true, but, as Strack has commented [12] the more robust European war-captives were apt to be chosen for the gruelling work in the mines and in industry, and consequently they have largely vanished from the records. Such slaves were probably also the least productive of the class; and this, in turn, helps to explain the strikingly Oriental aspect of the new population.

Up to this point we have dealt mainly with the inscriptions of the city. But they, of course, do not represent the state of affairs in the empire at large. Unfortunately, it is difficult to secure large enough groups of sepulchral inscriptions for other cities and districts to yield reliable average on the points just discussed. However, since the urban inscriptions have presented a general point of view regarding the prolificness of slaves and the significance of the Greek cognomen, it will suffice to record the proportion of servile and Oriental names found in some typical district outside of the city. The proportion of Greek names to Latin among the slaves and liberti of the city was, in the inscriptions I recorded, seventy per cent. versus thirty per cent. This is of course very high. In CIL.) volume XIV. (Latium outside of Rome), the index of cognomina gives 571 to 315, that is, about sixty-four per cent. to thirty-six per cent. ; volume IX. (Calabria to Picenum), 810 to 714, i.e., fifty-three to forty-seven per cent.; volume V. (Cisalpine Gaul), 701 to 831, i.e., forty-six to fifty-four per cent. This, in fact, is the only part of Italy where the majority of slaves and freedmen recorded did not bear Greek names. As is to be expected, northern slaves, who generally received Latin names, were probably found in larger numbers here; but again it should not be forgotten that a great many of the Latin-named slaves were of Eastern extraction.

In order to get more specific evidence regarding the nature of the population in the West, free as well as servile, we may read the sepulchral inscriptions of some typical towns [13] and districts. I have isted them in four groups: (1) slaves and freedmen bearing Latin names; (2) slaves and freedmen bearing Greek names; (3) freeborn citizens with Latin cognomen; (4) free-born citizens with Greek cognomen. Under 3 and 4, I have, except when explicit evidence proved the contrary, credited the tria nomina as indication of free birth, but wish again to call attention to the caution contained in note 3. In cases of doubt the absence of the gentile name has been taken as an indication of servile station if the name given is Greek or Latin and not Barbarian.

Marsi and Vestini, Italy
Beneventum, Italy
Milan and Patavium, North Italy
Narbo, Gaul
Gades, Corduba, Hispalis, Emerita, Spain


When the indexes of CIL. are nearer completion such details will be more readily available and the tedious work of getting full statistics may be undertaken with the hope of reaching some degree of finality. However, the trend is evident in what we have given, and the figures are, I think, fairly representative of the whole. In these towns, as at Rome, the proportion of non-Latin folk is strikingly large. Slaves, freedmen, and citizens of Greek name make up more than half the population, despite the fact that in the nature of the case these are presumably the people least likely to be adequately represented in inscriptions. Furthermore, if the Latin names of freedmen in half the instances conceal persons of Oriental parentage, as they do in the city, the Easterner would be represented by classes 2 and 4, half of class 1, and a part of class 3. How strikingly un-Latin these places must have appeared to those who saw the great crowd of humble slaves, who were buried without ceremony or record in nameless trenches! Yet here are the Marsi, proverbially the hardiest native stock of the Italian mountains; Beneventum, one of Rome's old frontier colonies; Milan and Padua, that drew Latins and Romanized Celts from the richest agricultural districts of the Po valley; the old colony of Narbo, the home of Cæsar's famous Tenth Legion-the city that Cicero called specula populi Romani; and four cities at the western end of the empire. If we may, as I think fair, infer for these towns what we found to be true at Rome, namely, that slaves were quite as prolific as the civil population, that they merged into the latter, and that Greek names betokened Oriental stock, it is evident that the whole empire was a melting-pot and that the Oriental was always and everywhere a very large part 0 f the ore.

There are other questions that enter into the problem of change of race at Rome, for the solution of which it is even more difficult to obtain statistics. For instance, one asks, without hope of a sufficient answer, why the native stock did not better hold its own. Yet there are at hand not a few reasons. We know for instance that when Italy had been devastated by Hannibal and a large part of its population put to the sword, immense bodies of slaves were bought up in the East to fill the void; and that during the second century, when the plantation system with its slave service was coming into vogue, the natives were pushed out of the small farms and many disappeared to the provinces of the ever-expanding empire. Thus, during the thirty years before Tiberius Gracchus, the census statistics show no increase. During the first century B.C., the importation of captives and slaves continued, while the free-born citizens were being wasted in the social, Sullan, and civil wars. Augustus affirms that he had had half a million citizens under arms, one-eighth of Rome's citizens, and that the most vigorous part. During the early empire, twenty to thirty legions, drawn of course from the best free stock, spent their twenty years of vigor in garrison duty, while the slaves, exempt from such services, lived at home and increased in number. In other words, the native stock was supported by less than a normal birth-rate, whereas the stock of foreign extraction had not only a fairly normal birth-rate but a liberal quota of anumissions to its advantage. Various other factors, more difficult to estimate, enter into the problem of the gradual attrition of the native stock. It seems clear, for instance, that the old Indo-Germanic custom of "exposing" children never quite disappeared from Rome. Law early restrained the practice and in the empire it was not permitted to expose normal males, and at least the first female must be reared. It is impossible, however, to form any clear judgment from the literary sources as to the extent of this practice during the empire. I thought that a count of the offspring in a large number of inscriptions might throw light upon the question, and found that of the 5063 children. noted in the 19,000 inscriptions read, 3155, or about 62.3 per cent., were males. Perhaps this reflects the operation of the law in question, and shows that the expositio of females was actually practised to some extent. But here too we must remember that the evidence is, by its very nature, of little worth. Boys naturally had a better chance than girls to gain some little distinction and were therefore more apt to leave a sepulchral record. At any rate, if expositio was practised, the inscriptions show little difference in this respect between the children of slaves and freedmen and the children of the ordinary city populace.[14]

But the existence of other forms of "race suicide", so freely gossipped about by writers of the empire, also enters into this question, and here the inscriptions quite fail us. The importance of this consideration must, nevertheless, be kept in mind. Doubtless, as Fustel de Coulanges (La Cité Antique) has remarked, it could have been of little importance in the society of the republic so long as the old orthodox faith in ancestral spirits survived, for the happiness of the manes depended upon the survival of the family, and this religious incentive probably played the same role in the propagation of the race as the Mosaic injunctions among the Hebrews, which so impressed Tacitus in a more degenerate day of Rome. But religious considerations and customs-which in this matter emanate from the fundamental instincts that continue the race—were questioned as all else was questioned before Augustus's day. Then the process of diminution began. The significance of this whole question lies in the fact that "race suicide" then, as now, curtailed the stock of the more sophisticated, that is, of the aristocracy and the rich, who were, to a large extent, the native stock. Juvenal, satirist though he is, may be giving a fact of some social importance when he writes that the poor bore all the burdens of family life, while the rich remained childless:

jacet aurato vix ulla puerpera lecto;
Tantum artes hujus, tantum medicamina possunt,
Quae steriles facit.[15]

There may lie here—rare phenomenon—an historic parallel of some meaning. The race of the human animal survives by means of instincts that shaped themselves for that purpose long before rational control came into play. Before our day it has only been at Greece and Rome that these impulses have had to face the obstacle of sophistication. There at least the instinct was beaten, and the race went under. The legislation of Augustus and his successors, while aimed at preserving the native stock, was of the myopic kind so usual in social law-making, and, failing to reckon with the real nature of the problem involved, it utterly missed the mark. By combining epigraphical and literary references, a fairly full history of the noble families can be procured, and this reveals a startling inability of such families to perpetuate themselves. We know, for nstance, in Cæsar's day of forty-five patricians, only one of whom is represented by posterity when Hadrian came to power.[16] The Aernilii, Fabii, Claudii, Manlii, Valerii, and all the rest, with the exception of the Cornelii, have disappeared. Augustus and Claudius raised twenty-five families to the patriciate, and all but six of them disappear before Nerva's reign. Of the families of nearly four hundred senators recorded in 65 A.D. under Nero, all trace of a half is lost by Nerva's day, a generation later. And the records are so full that these statistics may be assumed to represent with a fair degree of accuracy the disappearance of the male stock of the families in question. Of course members of the aristocracy were the chief sufferers from the tyranny of the first century, but this havoc was not all wrought by delatores and assassins. The voluntary choice of childlessness accounts largely for the unparalleled condition. This is as far as the records help upon this problem, which, despite the silence, is probably the most important phase of the whole question of the change of race. Be the causes what they may, the rapid decrease of the old aristocracy and the native stock was clearly concomitant with a twofold increase from below: by a more normal birth-rate of the poor, and the constant manumission of slaves.

This Orientalizing of Rome's populace has a more important bearing than is usually accorded it upon the larger question of why the spirit and acts of imperial Rome are totally different from those of the republic, if indeed racial characteristics are not wholly a myth. There is to-day a healthy activity in the study of the economic factors—unscientific finance, fiscal agriculture, inadequate support of industry and commerce, etc.—that contributed to Rome's decline. But what lay behind and constantly reacted upon all such causes of Rome's disintegration was, after all, to a considerable extent, the fact that the people who built Rome had given way to a different race. The lack of energy and enterprise, the failure of foresight and common sense, the weakening of moral and political stamina, all were concomitant with the gradual diminution of the stock which, during the earlier days, had displayed these qualities. It would be wholly unfair to pass judgment upon the native qualities of the Orientals without a further study, or to accept the selfcomplacent slurs of the Romans, who, ignoring certain imaginative and artistic qualities, chose only to see in them unprincipled and servile egoists. We may even admit that had the new races had time to amalgamate and attain a political consciousness, a more brilliant and versatile civilization might have come to birth. That, however, is not the question. It is apparent that at least the political and moral qualities which counted most in the building of the Italian federation, the army organization, the provincial adrninistrative system of the republic, were the qualities most needed in holding the empire together. And however brilliant the endowment of the new citizens, these qualities they lacked. The Trimalchios of the empire were often shrewd and daring business men, but their first and obvious task apparently was to climb by the ladder of quick profits to a social position in which their children with Romanized names could comfortably proceed to forget their forebears. The possession of wealth did not, as in the republic, suggest certain duties toward the commonwealth. Narcissus and Pallas might be sagacious politicians, but they were not expected to be statesmen concerned with the continuity of the mos mo.jorusn, And when, on reading Tacitus, we are amazed at the new servility of Scipios and Messalas, we must recall that these scattered inheritors of the old aristocratic ideals had at their back only an alien rabble of ex-slaves, to whom they would have appealed in vain for a return to ancestral ideas of law and order. They had little choice between servility and suicide, and not a few chose the latter.

It would be illuminating by way of illustration of this change to study the spread of the mystery religions. Cumont seems to think that these cults won many converts among all classes in the West. Toutain, skeptical on this point, assigns not a little of the new religious activity to the rather formal influence of the court at Rome. Dobschutz, a more orthodox churchman, seems to see in the spread of these cults the pervasion of a new and deeper religious spirit, which, in some mystical way, was preparing the old world for Christianity. But is not the success of the cults in great measure an expression of the religious feelings of the new people themselves? And if it is, may it not be that Occidentals who are actually of Oriental extraction, men of more emotional nature, are simply finding in these cults the satisfaction that, after long deprivation, their temperaments naturally required? When a senator, dignified by the name of M. Aurelius Victor, is found among the votaries of Mithras in the later empire, it may well be that he is the greatgrandson of some child kidnapped in Parthia and sold on the block at Rome. Toutain has proved, I think, that in the northern and western provinces the only Oriental cult that took root at all among the real natives was that of Magna Mater, and this goddess, whose cult was directed by the urban priestly board, had had the advantage of centuries of a rather accidental recognition by the Roman state. In the western provinces, the Syrian and Egyptian gods were worshipped chiefly by people who seem not to be native to the soil. The Mithraic worshippers in these provinces were, for the most part, soldiers recruited or formerly stationed in the East, and Orientals who, by way of commerce or the slave-market, had come to live in the West. From the centres where such people lived the cult spread but very slowly.

It would hardly be worth while to attempt any conclusion for the city of Rome, since, as we have seen, the whole stock there had so changed that fair comparisons would be well-nigh unattainable; but the Po valley, that is Cisalpine Gaul, which preserved its Occidental aspect better than any other part of Italy, might yield usable data. For this region nearly one hundred devotees of Oriental gods are recorded in the fifth volume of CIL., and, as soldiers and Roman officers are not numerous there, the worshippers may be assumed to represent a normal average for the community. Among them I find only twelve who are actually recorded as slaves or freedmen, but upon examination of the names, more than four-fifths seem, after all, to belong to foreign stock. Nearly half have Greek names. Several are seviri Augustales, and, therefore, probably liberti; and names like Publicius, Verna, Veronius (at Verona), tell the same tale. Finally, there are several imperial gentile names-Claudius, Flavius, Ulpius, Aelius, etc.-which, when found among such people, suggest that the Roman nomenclature is a recent acquisition. There is a residue of only some twelve names the antecedents of which remain undefined. This seems to me to be a fairly typical situation, and not without significance. In short, the mystery cults permeated the city, Italy, and the western provinces only to such an extent as. the city and Italy and the provinces were permeated by the stock that had created those religions.

At Rome, Magna Mater was introduced for political reasons during the Punic War, when the city was still Italian. The rites proved to be shocking to the unemotional westerner, who worshipped the staid patrician called Jupiter Optimus Maximus, and were locked in behind a wall. As the urban populace began to change, however, new rites clamored for admittance, for, as a senator in Nero's days says,[17] "Nationes in familiis habemus, quibus diversi ritus, externa sacra." And as the populace enforced their demands upon the emperor for panem et circenses, so they also secured recognition for their externa sacra. One after another of the emperors gained popularity with the rabble by erecting a shrine to some foreign Baal, or a statue to Isis in his chapel, in much the same way that our cities are lining their park drives with tributes to Garibaldi, Pulaski, and who knows what -vitch. Finally, in the third and fourth centuries, when even the aristocracy at Rome was almost completely foreign, these Eastern cults, rather than those of old Rome, became the centres of "patrician" opposition to Christianity. In other words, the western invasion of the mystery cults is hardly a miraculous conversion of the even-tempered, practical-minded Indo-European to an orgiastic emotionalism, foreign to his nature. These religions carne with their peoples, and in so far as they gained new converts, they attracted for the most part people of Oriental extraction who had temporarily fallen away from native ways in the western world. Christianity, which contained enough Oriental mysticism to appeal to the vast herd 0f Easterners in the West, and enough Hellenic sanity to captivate the rationalistic Westerner, found, even if one reckons only with social forces, the most congenial soil for growth in the conglomeration of Europeans, Asiatics, and Africans that filled the western Roman Empire in the second century. This is but on illustration. But it is offered in the hope that a more thorough study of the race question may be made in conjunction with economic and political questions before any attempt is made finally to estimate the factors at work in the change of temper of imperial Rome.


[1] CIL., vol, VI., parts 2, 3, 4.

[2] Vol. VI., part 42 , published in 1902, contains 2572 additional inscriptions of this class.

[3] In epigraphical discussions one constantly meets with the statement that
freedmen were compelled to indicate their status by the designation lib. or I. and that therefore the occurrence of the tria nomina without such designation is proof of free birth. Unfortunately, this rule, if indeed it was one, was so frequently broken, that it must be employed with caution. There are hundreds of obvious exceptions where tria nomina of respectable appearance impose upon the reader until at the end of the inscription the dedicant's designation of patronus or contubernalis or conlibertus betrays the real status, e. g., VI. 7849, 14550, 16203, 17562, 20675, 20682, 22299, 22606, 23927, 23989. Again, numerous bearers of faultless tria nomina fall under strong presumption of being freedmen because of some official title like sevir or because their sons prove to belong to one of the city tribes; ct. X. 690, 4620, 6677; VI. 1243 I, 14045, 20079. Finally, there are many instances like 140 I 8. Here a man gives the name of a large family (all with tria nornina) including children and a grandchild, but only the youngest, Caesonia M. F. Prima, a child of seven months, bears the F which definitely indicates free birth. Apparently the other members of the family were not entitled to the designation. Compare also 201 23, 20339, 23813. Since in cases of doubt I have been compelled to credit bearers of Latin tria nomina to the native stock, it will appear that this group has more than received full credit in the accompanying lists.

[4] There are not enough datable inscriptions available to show whether the
Greek cognomen gained or lost respectability with time, Obviously it may in
general be assumed that most of the freedmen who bore the gentile name of Aelius and Aurelius belong to a later date than the general group of those named Julius and Claudius. If we may use this fact as a criterion we may decide that there was little difference between the first and the second century in this matter, since the proportion of Greek cognomina is about the same in the two groups.

[5] It is difficult to secure usable statistics in the case of women, since their cognomina may come from almost any relative or near friend. However, an examination of the indexes of names will show that the Greek cognomen was relatively no more popular among the women than among the men.

[6] Ad Helviam, 6.

[7] Petronius, 57.

[8] This criterion fails of course after citizenship was given to the provincials in the third century, but when R0111e'S population was decreasing there probably was not a heavy immigration.

[9] De Opficium Romanorum Condicione (1910).

[10] Die Nationolität der Kaufleute im Römischen Kaiserreich (1909).

[11] We cannot suppose that most of the children belong to the period subsequent to the liberation of the parents. Very many of the liberti recorded were emancipated in old age, and throughout the empire manumission of slaves under 30 years of age was discouraged (Buckland, Roman Law of Slavery, P. S42). In a large number of instances the fonn and contents of the inscriptions show that slave-fathers after emaricipaticn paid the price for children and wife.

[12] Historische Zeitschrift, CXII. 9.

[13] In this list I have omitted imperial officials and soldiers, since they are not likely to be natives of the place.

[14] I have compared the respective ratios of the girls and boys of the Julii and the Claudii with those of the Aelii and the Aurelii (who would in general date about a century later) but found no appreciable difference in the percentage. A chronological test seems to be unattainable.

[15] VI. 594 - 596.

[16] Stech, in Klio. Beiheft, X.

[17] Tacitus, Annales, XIV. 44.

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